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Compliance audits may be planned, performed and reported on separately from the audit of financial statements and from performance audits. Such audits may be conducted separately on a regular basis, as distinct and clearly-defined audits each related to a specific subject matter.

One of the biggest misconceptions about being an auditor is that you need to pass the CPA exam before you can get started. In fact, many auditors are not CPAs, and having your CPA license is not a requirement for the first several years at the job.

Compliance auditors conduct thorough audits, identify areas of non-compliance, recommend corrective actions, monitor changes, and report findings for compliance. Becoming an auditor requires the candidate to obtain a bachelorʼs degree along with certifications, relevant experience, and continuous development.

Usually, a third-party independent auditor conducts compliance audits to ensure the results are accurate and unbiased. The areas a compliance auditor focuses on may differ from one organization to the next, depending on what types of regulations they follow.

The average salary for a compliance auditor is 34,353 per year in United Kingdom. 176 salaries taken from job postings on indeed in the past 0 months (updated 7 May 2025).

Compliance auditors work closely with upper management staff in various industries like finance, security, and accounting. Theyʼre responsible for making sure the company is complying with both state and federal regulations, and sometimes are tasked with enforcing internally established guidelines.

Compliance audits are conducted by independent audit practitioners, and most have the following characteristics: Based on frameworks or regulatory requirements. Evaluates an organizationʼs posture in-depth based on the guidance and requirements of the target framework or compliance regulation.

When preparing for an audit, taking the following steps can help you have a smooth journey and successful outcome: Develop a project plan. Perform a risk assessment. Design and implement controls. Document your work. Conduct an audit-readiness assessment.

Steps to becoming a compliance auditor Achieve a relevant undergraduate degree. Study towards a professional certification. Gain industry experience. Apply for a graduate scheme. Conducting internal compliance audits. Preparing compliance reports for management.

To become a compliance auditor, earn a bachelorʼs degree in business, accounting, finance, management, or a related field. Some employers prefer candidates with a masterʼs degree. Acquire an entry-level position in the industry in which you wish to work to gain experience and learn the processes and procedures.